- Brazilian Laws and Regulations and Related Compliance Implications in the Operations of TMA [.pdf 9.5mb]
Moderator: Robert Venchiarutti - California Department of Financial Institutions
Panelists: Paul Dwyer, Viamericas Corporation, Maryland; Fabio Fernandez, Pronto Money Transfer, Inc. (dba Pontual Money Transfer),
California
- MARYLAND DIVISION OF
FINANCIAL REGULATION [.pdf 1mb]
PRESENTERS: Stephen Prozeralik, Assistant Commissioner
of Enforcement & Complaints; Julio Hernandez, Investigator; Rollin Badal, Financial Examiner
- MOBILE PAYMENTS – A PUSH TOWARDS A CASHLESS SOCIETY OR A FAD? [.pdf 376kb]
Chris Daniel, Chair, Payment Systems Group, Paul, Hastings, Janofsky & Walker
- Data Analysis Secrets for Regulators and Compliance Professionals [.pdf 1.5mb]
Juan Llanos, CAMS
- OFAC – A Four Letter Word You
Should Know and Use [.pdf 1mb]
Gerard (Jerry) W. LiVigni, Senior Compliance Officer, Compliance Outreach and Implementation Division
- Step-by-Step Guide: How Do I Determine If I Have a Valid OFAC
SDN and Blocked Persons List Match? [.pdf 204kb]
- obopay: go mobile with your money [.pdf 8mb]
Christopher Martin – SVP Operations and Services, U.S.
- Private Equity Investments in
Money Transmitters [.pdf 733kb]
Robert Venchiarutti, Deputy Commissioner, CA Dept. of Financial Institutions
Donald J. Mosher, Partner, Schulte Roth & Zabel, LLP
Adam P. Coyle, Operating Partner, Advent International
Samish Kumar, CEO, Trans-Fast Remittance, LLC
John Bishop, Senior Administrator, OH Division of Financial Institutions
- Thoren-Peden / SIGUE handout [.pdf 595kb]
- MSB Risk Mitigation flowchart [.pdf 78kb]
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